Latest Advice Vetting
View allLoading advice vetting...
Welcome back
Your compliance overview
Monitor advice, manage reviews and keep actions moving.
Activity feed
The latest activity across your accessible records.
Create your first review
Upload your SOA and supporting documents. Sara will check your advice and highlight items to review.
Client Reviews
| Created Date | Created By | Review Type | Client Name | Adviser Name | Status | Actions |
|---|
Showing 0 reviews
Page 1 of 1
Compliance File Audits
| Review date | Client | Adviser | Reviewer | Review type | Date CS | Status | Outcome | Actions |
|---|---|---|---|---|---|---|---|---|
| Loading compliance file reviews... | ||||||||
Showing 0 reviews
Page 1 of 1
Compliance File Review
Observation
Compliance File Audits
New File Audit
Create the audit and upload the complete advice file.1. Client & adviser
2. Advice scope
3. File circumstances
4. Documents & confirmation
Client and advice details
Define the audit scope
Confirm file circumstances
Upload the complete advice file
PDF, Word, text, spreadsheets, images and email files. Combined limit: 50 MB.
| Created | Client | Adviser | Reviewer | Status | Outcome | Action |
|---|
File Audit
Advice Vetting
| Client Name | Adviser Name | Assigned To | SOA Type | SOA Date | Result | Status | Action |
|---|
Showing 0 SOAs
Page 1 of 1
SOA Details
Representatives
0 representatives in your practice
| Adviser Name | Practice Name | Date Joined | Compliance Manager | Next Audit Date | Risk Rating | Status |
|---|
Showing 0 representatives
Page 1 of 1
Representative Profile
Practices
0 practices in your licensee
| Practice | Licensee | ASIC CAR Number | CRM | SARA Self-Approval | Status | Actions |
|---|
Showing 0 practices
Page 1 of 1
SARA Settings
| Index | Title | Review Type | Advice Type | SOA Inclusion | Required Documents | Severity |
|---|
File Audit Compliance Rules
Select a check to view its published assessment rule.
Manage your account
Loading profile...
Select or create the client first, then upload the advice document and run the compliance pre-vet.
Step 1
Client
Documents
Drag & drop or click to browse. SARA auto-tags each file by its name — correct the type if needed. Word, PDF and text files accepted.
Drop files here or click to browse
Tip: name files like
Tip: name files like
DocType_Date for the best auto-tagging
What to upload
Coverage for the selected check.
Pre-vet Result